Article 8. INVESTMENT SECURITIES  


Part 1. SHORT TITLE AND GENERAL MATTERS
§ 11-8-101. Short title
§ 11-8-102. Definitions
§ 11-8-103. Rules for determining whether certain obligations and interests are securities or financial assets
§ 11-8-104. Acquisition of security or financial asset or interest therein
§ 11-8-105. Notice of adverse claim
§ 11-8-106. Control
§ 11-8-107. Whether indorsement, instruction, or entitlement order is effective
§ 11-8-108. Warranties in direct holding
§ 11-8-109. Warranties in indirect holding
§ 11-8-110. Applicability; choice of law
§ 11-8-111. Clearing corporation rules
§ 11-8-112. Creditor's legal process
§ 11-8-113. Statute of frauds inapplicable
§ 11-8-114. Evidentiary rules concerning certificated securities
§ 11-8-115. Securities intermediary and others not liable to adverse claimant
§ 11-8-116. Securities intermediary as purchaser for value
Part 2. ISSUE AND ISSUER
§ 11-8-201. Issuer
§ 11-8-202. Issuer's responsibility and defenses; notice of defect or defense
§ 11-8-203. Staleness as notice of defect or defense
§ 11-8-204. Effect of issuer's restriction on transfer
§ 11-8-205. Effect of unauthorized signature on security certificate
§ 11-8-206. Completion or alteration of security certificate
§ 11-8-207. Rights and duties of issuer with respect to registered owners
§ 11-8-208. Effect of signature of authenticating trustee, registrar, or transfer agent
§ 11-8-209. Issuer's lien
§ 11-8-210. Overissue
Part 3. TRANSFER OF CERTIFICATED AND UNCERTIFICATED SECURITIES
§ 11-8-301. Delivery
§ 11-8-302. Rights of purchaser
§ 11-8-303. Protected purchaser
§ 11-8-304. Indorsement
§ 11-8-305. Instruction
§ 11-8-306. Effect of guaranteeing signature, indorsement, or instruction
§ 11-8-307. Purchaser's right to requisites for registration of transfer
Part 4. REGISTRATION
§ 11-8-401. Duty of issuer to register transfer
§ 11-8-402. Assurance that indorsement or instruction is effective
§ 11-8-403. Demand that issuer not register transfer
§ 11-8-404. Wrongful registration
§ 11-8-405. Replacement of lost, destroyed, or wrongfully taken security certificate
§ 11-8-406. Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
§ 11-8-407. Authenticating trustee, transfer agent, and registrar
Part 5. SECURITY ENTITLEMENTS
§ 11-8-501. Securities account; acquisition of security entitlement from securities intermediary
§ 11-8-502. Assertion of adverse claim against entitlement holder
§ 11-8-503. Property interest of entitlement holder in financial asset held by securities intermediary
§ 11-8-504. Duty of securities intermediary to maintain financial asset
§ 11-8-505. Duty of securities intermediary with respect to payments and distributions
§ 11-8-506. Duty of securities intermediary to exercise rights as directed by entitlement holder
§ 11-8-507. Duty of securities intermediary to comply with entitlement order
§ 11-8-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding
§ 11-8-509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
§ 11-8-510. Rights of purchaser of security entitlement from entitlement holder
§ 11-8-511. Priority among security interests and entitlement holders
Part 6. TRANSITION PROVISIONS FOR REVISED ARTICLE 8 AND CONFORMING AMENDMENTS TO ARTICLES 1, 3, 4, 5, 9, AND 10
§ 11-8-601. Effective date
§ 11-8-602. Repeals
§ 11-8-603. Savings clause